ISO/IEC 27001 (ISMS) Checklist for Auditors
The ISO 27001 Controls is a standard that guides the organization's confidentiality, integrity, and availability. It is like a big rulebook for keeping information safe in a company.
An ISMS system puts these rules into action to protect important data. Auditors use a checklist to check if a company is following these rules properly.
This checklist breaks down all the things a company needs to do to keep information safe. It helps auditors see if the company is doing everything right or if areas need fixing.
But remember, this checklist isn't a one-size-fits-all. It should be adjusted to fit each company's needs and risks. The goal is to make sure a company's info stays safe and secure.
This blog provides an ISO/IEC 27001 Checklist for Auditors. This standard is employed to assess the execution of an information security management system aligning with the ISO 27002 standard.
| A.5 | Verify, review, and evaluate information security continuity |
| A.5.1 | Management direction of information security |
| A.5.1.1 | Policies for Information Security |
| A.5.1.2 | Review of the policies for information security |
| A.6 | Organization of Information Security |
| A.6.1 | Internal organization |
| A.6.1.1 | Information Security Roles and Responsibilities |
| A.6.1.2 | Segregation of duties |
| A.6.1.3 | Contact with Authorities |
| A.6.1.4 | Contact with special interest groups |
| A.6.1.5 | Information security in project management |
| A.6.2 | Mobile devices and teleworking |
| A.6.2.1 | Mobile device policy |
| A.6.2.2 | Teleworking |
| A.7 | Human Resource Security |
| A.7.1 | Prior to Employment |
| A.7.1.1 | Screening |
| A.7.1.2 | Terms and conditions of employment |
| A.7.2 | During employment |
| A.7.2.1 | Management responsibilities - |
| A.7.2.2 | Information security awareness, education and training |
| A.7.2.3 | Disciplinary process |
| A.7.3 | Termination and change of employment |
| A.7.3.1 | Termination or change of employment responsibilities |
| A.8 | Asset Management |
| A.8.1 | Responsibility for assets |
| A.8.1.1 | Inventory of assets |
| A.8.1.2 | Ownership of assets |
| A.8.1.3 | Acceptable use of assets |
| A.8.1.4 | Return of assets |
| A.8.2 | Information Classification |
| A.8.2.1 | Classification of information |
| A.8.2.2 | Labeling of information |
| A.8.2.3 | Handling of Assets |
| A.8.3 | Media Handling |
| A.8.3.1 | Management of removable media |
| A.8.3.2 | Disposal of Media |
| A.8.3.3 | Physical media transfer |
| A.9 | Access Control |
| A.9.1 | Business requirements of access control |
| A.9.1.1 | Access control policy |
| A.9.1.2 | Access of networks and network services |
| A.9.2 | User access management |
| A.9.2.1 | User registration and de-registration |
| A.9.2.2 | User access provisioning |
| A.9.2.3 | Management of privileged access right |
| A.9.2.4 | Management of secret authentication information of users - |
| A.9.2.5 | Review of user access rights |
| A.9.2.6 | Removal or adjustment of access rights |
| A.9.3 | User Responsibilities |
| A.9.3.1 | Information security awareness, education, and training |
| A.9.4 | System and application access control |
| A.9.4.1 | Information access restriction |
| A.9.4.2 | Secure log-on procedures |
| A.9.4.3 | Password management system |
| A.9.4.4 | Use of privileged utility programs - |
| A.9.4.5 | Access control to program source code |
| A.10 | Cryptography |
| A.10.1 | Cryptographic controls |
| A.10.1.1 | Policy on the use of cryptographic controls |
| A.10.1.2 | Key management |
| A.11 | User Responsibilities |
| A.11.1 | Secure areas |
| A.11.1.1 | Physical security perimeter |
| A.11.1.2 | Physical entry controls |
| A.11.1.3 | Securing offices, rooms, facilities |
| A.11.1.4 | Protecting against external and environmental threats |
| A.11.1.5 | Working in secure areas |
| A.11.1.6 | Delivery and loading areas |
| A.11.2 | Equipment |
| A.11.2.1 | Equipment siting and protection |
| A.11.2.2 | Supporting utilities |
| A.11.2.3 | Cabling security |
| A.11.2.4 | Equipment maintenance |
| A.11.2.5 | Removal of assets |
| A.11.2.6 | Security of equipment and assets off-premises |
| A.11.2.7 | Secure disposal or re-use of equipment |
| A.11.2.8 | Unattended user equipment |
| A.11.2.9 | Clear desk and clear screen policy |
| A.12 | Operation Security |
| A.12.1 | Operational procedures and responsibilities |
| A.12.1.1 | Documented operating procedures |
| A.12.1.2 | Change management |
| A.12.1.3 | Capacity management |
| A.12.1.4 | Separation of development, testing, and operational environments |
| A.12.2 | Protection from malware |
| A.12.2.1 | Controls against malware |
| A.12.3 | Backup |
| A.12.3.1 | Information backup |
| A.12.4 | Logging and monitoring |
| A.12.4.1 | Event logging |
| A.12.4.2 | Protection of log information |
| A.12.4.3 | Administrator and operator logs |
| A.12.4.4 | Physical and Environmental Security |
| A.12.5 | Control of operational software |
| A.12.5.1 | Installation of software on operational systems |
| A.12.6 | Technical vulnerability management |
| A.12.6.1 | Management of systems audit controls |
| A.12.6.2 | Restrictions on software installation |
| A.12.7 | Information systems audit considerations |
| A.12.7.1 | Information systems audit controls |
| A.13 | Communication Security |
| A.13.1 | Network Security Management |
| A.13.1.1 | Network controls |
| A.13.1.2 | Security of network services |
| A.13.1.3 | Segregation in networks |
| A.13.2 | Information Transfer |
| A.13.2.1 | Information transfer policies and procedures |
| A.13.2.2 | Agreements on information transfer |
| A.13.2.3 | Electronic messaging |
| A.13.2.4 | Confidentiality or non-disclosure agreement |
| A.14 | System Acquisition, development and maintenance |
| A.14.1 | Security requirements of information systems |
| A.14.1.1 | Information security requirement analysis and specification |
| A.14.1.2 | Securing application services on public networks |
| A.14.1.3 | Protecting application services transactions |
| A.14.2 | Security in development and support processes |
| A.14.2.1 | Secure development policy |
| A.14.2.2 | System changes control procedures |
| A.14.2.3 | Technical review of applications after operating platform changes |
| A.14.2.4 | Restrictions on changes to software packages |
| A.14.2.5 | Secure system engineering principles |
| A.14.2.6 | Secure development environment |
| A.14.2.7 | Outsourced development |
| A.14.2.8 | System security testing |
| A.14.2.9 | System acceptance testing |
| A.14.3 | Test data |
| A.14.3.1 | Protection of test data |
| A.15 | Supplier Relationship |
| A.15.1 | Information security policy for supplier relationships |
| A.15.1.1 | Information security policy for supplier relationships |
| A.15.1.2 | Addressing security within supplier agreements |
| A.15.1.3 | Information and communications technology supply chain |
| A.15.2 | Supplier service delivery management |
| A.15.2.1 | Monitoring and review of supplier services |
| A.15.2.2 | Managing changes to supplier services |
| A.16 | Information Security Incident Management |
| A.16.1 | Management of information security incidents and improvements |
| A.16.1.1 | Responsibilities and procedures |
| A.16.1.2 | Reporting information security events |
| A.16.1.3 | Reporting information security weaknesses |
| A.16.1.4 | Assessment of and decision on information security events |
| A.16.1.5 | Response to information security incidents |
| A.16.1.6 | Learning from information security incidents |
| A.16.1.7 | Collection of evidence |
| A.17 | Information Security Aspects of Business Continuity Management |
| A.17.1 | Information security continuity |
| A.17.1.1 | Planning information security continuity |
| A.17.1.2 | Implementing information security continuity |
| A.17.1.3 | Verify, review and evaluate information security continuity |
| A.17.2 | Redundancies |
| A.17.2.1 | Availability of information processing facilities |
| A.18 | Compliance |
| A.18.1 | Compliance with legal and contractual requirements |
| A.18.1.1 | Identification of applicable legislation and contractual requirements |
| A.18.1.2 | Intellectual property rights |
| A.18.1.3 | Protection of records |
| A.18.1.4 | Privacy and protection of personally identifiable information |
| A.18.1.5 | Regulation of cryptographic controls |
| A.18.2 | Information security reviews |
| A.18.2.1 | Independent review of information security |
| A.18.2.2 | Compliance with security policies and standards |
| A.18.2.3 | Technical compliance review |
In summary, the ISO/IEC 27001 checklist helps auditors check how well a company protects its information. It finds where things can improve to keep data safe. Remember, it must match each company's needs. The main aim is always to keep information safe and secure
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Disclaimer: This tutorial is for educational purpose only. Individual is solely responsible for any illegal act.
